Project Management
Banking Regulations (AML&NDIC)
Course Overview
This course offers a thorough understanding of banking law and securities. Participants will explore legal principles, banker-customer relationships, contract liabilities, and customer documentation. The course covers secured lending, credit policy, and the nature of good security. Additionally, it addresses enforcement challenges and special legal circumstances involving asset administration.
Learning Outcomes
- Manage customer relationships with a strong legal foundation.
- Identify different customer types and handle required documentation.
- Navigate basic criminal law principles relevant to banking.
- Develop strategies for enforcing securities and overcoming challenges in realization.
- Understand common securities and legal documentation used in banking.
